互聯(lián)網(wǎng)證券買(mǎi)賣(mài)協(xié)議（附加於現(xiàn)金／保證金客戶協(xié)議書(shū)）（精選3篇）

互聯(lián)網(wǎng)證券買(mǎi)賣(mài)協(xié)議（附加於現(xiàn)金／保證金客戶協(xié)議書(shū)） 篇1

甲方：______________

乙方：______________

根據(jù)《中華人民共和國(guó)合同法》、《中華人民共和國(guó)城市房地產(chǎn)管理法》及相關(guān)法律法規(guī)，甲乙雙方在自愿、平等、公平、誠(chéng)實(shí)信用的基礎(chǔ)上，就乙方出租甲方依法可以出租的房屋事宜，簽訂本合同。

一、租賃住房的基本情況

（ 1）房屋位置：_____ 。（以下簡(jiǎn)稱(chēng)“房子”）

（2）房屋所有權(quán)證名稱(chēng)：_____編號(hào)：_____

（3）房屋建筑面積：_____ m2，套內(nèi)建筑面積：_____ m2。

（4）房產(chǎn)證記載的用途：。

除雙方另有約定外，以上所列設(shè)施設(shè)備均作為甲方按照本合同約定交付乙方使用和乙方在本合同租賃期滿后退房的驗(yàn)證憑證。

二、租賃期限

（ 1）房屋租賃期限為_(kāi)____個(gè) 月，自_____年_____月_____日起至_____年_____月_____日止。

（2）租賃期滿，甲方有權(quán)收回房屋，乙方應(yīng)按期歸還。乙方如需繼續(xù)租賃該房屋，應(yīng)在租賃期滿前天通知甲方。

三、租金和支付方式

（1）房屋租金為人民幣_(tái)____/月（大寫(xiě)：_____；合同期總租金為人民幣_(tái)____（大寫(xiě)：）。

（2）房屋租金支付方式：。

四、定金及其他費(fèi)用約定：

（1）甲方交付房屋時(shí)，乙方應(yīng)向甲方支付租金保證金、押金為人民幣（大寫(xiě)：）。甲方收到定金后，應(yīng)向乙方開(kāi)具收據(jù)憑證。

（2）租賃期間，因使用該房屋而發(fā)生的水、電、氣、寬帶費(fèi)用由當(dāng)事人承擔(dān)；有線電視和物業(yè)管理費(fèi)用由當(dāng)事人承擔(dān)。

（3）租賃期滿或合同終止后，甲方應(yīng)退還乙方已支付的租賃保證金、

（4）其他協(xié)議：

五、租賃交易方式甲乙雙方自行交易。

六、房屋轉(zhuǎn)租和出售協(xié)議

（1）未經(jīng)甲方書(shū)面同意，乙方不得將房屋轉(zhuǎn)租或轉(zhuǎn)借給他人。

（2）租賃期內(nèi)，甲方如出售該房屋，應(yīng)在出售前一天書(shū)面通知乙方。同等條件下，乙方有優(yōu)先購(gòu)買(mǎi)權(quán)。

七、甲方交貨協(xié)議

（1）甲方應(yīng)按照之前約定的條件將房屋交付給乙方。租賃合同經(jīng)雙方簽字蓋章并交付房屋鑰匙后，視為已交付。

（2）甲方逾期交房超過(guò)一天，乙方有權(quán)單方解除合同。乙方要求繼續(xù)履行合同的，合同繼續(xù)履行，自房屋交付之日起至房屋實(shí)際交付之日止，甲方每天按已付租金的%向乙方支付違約金。

八、乙方付款協(xié)議

（1）乙方應(yīng)按本合同第三條約定的時(shí)間向甲方支付租金。

（2）如乙方未在約定時(shí)間內(nèi)支付租金，甲方有權(quán)單方解除合同。如甲方不解除合同，乙方應(yīng)向甲方支付應(yīng)付租金的%的違約金。

九、其他協(xié)議

（1）租賃期內(nèi)，甲方應(yīng)保證該物業(yè)及其附屬設(shè)施處于正常使用狀態(tài)，并承擔(dān)修復(fù)乙方正常使用狀態(tài)下該物業(yè)及其附屬設(shè)施損壞或故障的義務(wù)；甲方不承擔(dān)房屋維修義務(wù)，導(dǎo)致乙方無(wú)法正常使用房屋及其附屬設(shè)施的，乙方有權(quán)單方解除合同；甲方對(duì)乙方的裝修、改良及附加物品不承擔(dān)維修義務(wù)。

（2）乙方應(yīng)合理使用并愛(ài)護(hù)該物業(yè)及其附屬設(shè)施。因乙方保管不善或不合理使用造成房屋及其附屬設(shè)施損壞或失效的，乙方應(yīng)負(fù)責(zé)維修或承擔(dān)賠償責(zé)任；如果乙方因保管不善或不合理使用而損壞附屬物品、設(shè)備和設(shè)施，甲方有權(quán)單方面解除合同。

（3）租賃期內(nèi)，未經(jīng)甲方書(shū)面同意，乙方不得改變房屋用途。不違反法律法規(guī)和政府關(guān)于房屋租賃使用的有關(guān)規(guī)定。乙方擅自改變房屋用途的，甲方有權(quán)單方解除合同。

（4）租賃期內(nèi)，甲方提前收回房屋的，應(yīng)提前天通知乙方并退還相應(yīng)租金；乙方提前退租的，應(yīng)提前天通知甲方，甲方退還乙方剩余月份已付租金。

（5）租賃期滿或合同終止后，乙方應(yīng)將房屋鑰匙及正常使用的房屋原物歸還甲方，并保證房屋附屬設(shè)施、設(shè)備及裝修完好，結(jié)清乙方應(yīng)支付的相關(guān)費(fèi)用、

（六）甲方保證已如實(shí)介紹房屋的權(quán)屬狀況、附屬設(shè)施設(shè)備、裝修情況，保證房屋租賃不違反國(guó)家法律法規(guī)的有關(guān)規(guī)定，并有權(quán)決定租賃事宜。乙方保證已充分了解上述房產(chǎn)，并實(shí)地查看過(guò)該房屋，對(duì)該房屋現(xiàn)狀無(wú)異議，愿意出租該房屋。

（7）經(jīng)雙方協(xié)商一致，本合同可以解除。

十、解決爭(zhēng)議的方法

甲乙雙方在履行本合同過(guò)程中發(fā)生的任何爭(zhēng)議，應(yīng)通過(guò)協(xié)商解決。協(xié)商不成，可以依法選擇：□向人民法院提起訴訟□向仲裁委員會(huì)申請(qǐng)仲裁。

十一、補(bǔ)充協(xié)議或事項(xiàng)

十二、補(bǔ)充規(guī)定

（1）本合同所列地址是各方的準(zhǔn)確聯(lián)系地址，當(dāng)相關(guān)文件送達(dá)該地址時(shí)，將被視為已送達(dá)本人。任何一方變更地址，應(yīng)及時(shí)書(shū)面通知相關(guān)方，否則自行承擔(dān)相關(guān)責(zé)任。

（2）本合同一式兩份，甲乙雙方各執(zhí)一份，具有同等法律效力。本合同自雙方簽字蓋章之日起生效。

甲方：______________乙方：______________

日期：______________日期：______________

互聯(lián)網(wǎng)證券買(mǎi)賣(mài)協(xié)議（附加於現(xiàn)金／保證金客戶協(xié)議書(shū)） 篇2

甲方：

乙方：

按照《中華人民共和國(guó)合同法》及其他相關(guān)法律，法規(guī)，遵守平等，自愿，公平和誠(chéng)信的原則，經(jīng)甲乙雙方協(xié)商一致。就乙方借用甲方資質(zhì)進(jìn)行建設(shè)工程投標(biāo)退還保證金時(shí)達(dá)成協(xié)議如下：

1、為了保證甲方在投標(biāo)期間的順利投標(biāo)，在交納投標(biāo)保證金時(shí)，甲方根據(jù)招標(biāo)文件規(guī)定的本項(xiàng)目保證金數(shù)額的要求，提前將保證金匯給已方。

2、乙方在收到保證金后，應(yīng)按照招標(biāo)文件規(guī)定的時(shí)間、金額、形式，在交納投標(biāo)保證金的截止時(shí)間前。用自己的基本賬戶匯入招標(biāo)文件所指定的賬戶內(nèi)，匯款后將匯款單掃描件發(fā)給甲方財(cái)務(wù)，進(jìn)行入賬。然后根據(jù)招標(biāo)文件的要求進(jìn)行完成下一步工作。(如招標(biāo)文件規(guī)定在指定銀行換取發(fā)票)。

3、在開(kāi)標(biāo)之后，乙方應(yīng)在招標(biāo)中心退還保證金到賬后，立即通知甲方并予以退還該項(xiàng)保證金。(1)若甲方未能中標(biāo)招標(biāo)人向中標(biāo)人發(fā)出中標(biāo)通知書(shū)后5個(gè)工作日內(nèi)，將投標(biāo)保證金退還至未中標(biāo)人基本賬戶；(2)若甲方中標(biāo)后，(學(xué)生打架調(diào)解協(xié)議書(shū))與招標(biāo)標(biāo)人簽訂合同，并經(jīng)市公共資源交易服務(wù)中心備案后5個(gè)工作日內(nèi)，將投標(biāo)保證金退還至中標(biāo)人基本賬戶。本協(xié)議一式兩份，甲乙雙方各執(zhí)一份。自雙方簽訂之日起生效。

甲方代表：

乙方代表：

簽字(蓋章)

簽字(蓋章)

年月日年月日

互聯(lián)網(wǎng)證券買(mǎi)賣(mài)協(xié)議（附加於現(xiàn)金／保證金客戶協(xié)議書(shū)） 篇3

本人/吾等乃貴公司證券戶口_________號(hào)（“戶口”）之戶口持有人，本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開(kāi)立一個(gè)或多個(gè)證券買(mǎi)賣(mài)戶口，并同意以本人/吾等名義或代表本人/吾等就證券買(mǎi)賣(mài)及相關(guān)事宜，通過(guò)網(wǎng)上交易服務(wù)運(yùn)作戶口，本人/吾等同意，戶口由貴公司透過(guò)貴公司的網(wǎng)上交易服務(wù)按照證券客戶合約及下列條款及條件（并受其規(guī)限）運(yùn)作：

1.定義及解釋

1.1在本協(xié)議中，以下詞語(yǔ)具有下列涵義：

“進(jìn)入密碼”指密碼及戶口號(hào)碼；

“戶口”指本人在貴公司開(kāi)立的互聯(lián)網(wǎng)買(mǎi)賣(mài)戶口，經(jīng)由網(wǎng)上交易服務(wù)運(yùn)作；

“網(wǎng)上交易服務(wù)”指_________根據(jù)本協(xié)議提供的網(wǎng)上買(mǎi)賣(mài)服務(wù)，包括電子買(mǎi)賣(mài)服務(wù)，_________網(wǎng)址上的任何資料，以及其中的軟件；

“電子買(mǎi)賣(mài)服務(wù)”指本人/吾等發(fā)出電子指令的設(shè)施，以及網(wǎng)上交易服務(wù)提供的資訊服務(wù)；

“指令”指以電子方式買(mǎi)賣(mài)證券的買(mǎi)賣(mài)指令或其他處理指令；

“互聯(lián)網(wǎng)買(mǎi)賣(mài)政策”指有關(guān)網(wǎng)上交易服務(wù)運(yùn)作的政策（經(jīng)不時(shí)修訂）；

“密碼”指本人/吾等與帳號(hào)一并使用的個(gè)人密碼，據(jù)之可進(jìn)入該服務(wù)；

“證券客戶合約”指_________公司之現(xiàn)金客戶協(xié)議書(shū)或保證金客戶協(xié)議書(shū)；

“_________”指_________公司；

“帳號(hào)”指客戶與密碼一并使用的個(gè)人密碼，據(jù)之可進(jìn)入電子買(mǎi)賣(mài)服務(wù)，以及其他網(wǎng)上交易服務(wù)提供的服務(wù)；

1.2單數(shù)詞語(yǔ)包括眾數(shù)詞語(yǔ)，反之亦然。提到一種性別之處，包括所有性別。“人士”一詞，包括商號(hào)或獨(dú)資經(jīng)營(yíng)，合伙經(jīng)營(yíng)，集團(tuán)及法人公司，反之亦然。

2.網(wǎng)上交易服務(wù)

2.1本人/吾等了解，電子買(mǎi)賣(mài)服務(wù)為一半自動(dòng)設(shè)施，讓本人/吾等發(fā)出電子指令，并接收信息服務(wù)。

2.2本人/吾等同意使用電子買(mǎi)賣(mài)服務(wù)，必須遵照本協(xié)議條款及證券客戶合約。本人/吾等使用日後經(jīng)由網(wǎng)上交易服務(wù)提供的其他服務(wù)，亦必須遵照本協(xié)議條款及客戶協(xié)議書(shū)。

2.3本人/吾等為戶口項(xiàng)下電子買(mǎi)賣(mài)服務(wù)的唯一獲授權(quán)使用者。本人/吾等需對(duì)進(jìn)入密碼的保密及使用承擔(dān)責(zé)任。本人/吾等承認(rèn)及同意，本人/吾等需就使用進(jìn)入密碼輸進(jìn)電子買(mǎi)賣(mài)服務(wù)的所有指令負(fù)責(zé)，而貴公司，貴公司董事，高級(jí)職員或雇員概毋需對(duì)本人/吾等，或經(jīng)由本人/吾等提出申索的任何其他人士（就任何有關(guān)處理，錯(cuò)誤處理或遺失任何指示）的申索承擔(dān)責(zé)任。

2.4本人/吾等承認(rèn)，網(wǎng)上交易服務(wù)的所有人權(quán)益屬貴公司。本人/吾等保證及承諾，本人/吾等不會(huì)（亦不會(huì)嘗試）平擾，修改，拆解，易轉(zhuǎn)，操縱或以其他方式修改（且亦不會(huì)嘗試未獲授權(quán)進(jìn)入）網(wǎng)上交易服務(wù)的任何部份。本人吾等承認(rèn)，若本人/吾等在任何時(shí)候違反是項(xiàng)保證及承諾，或?qū)嵐驹谌魏螘r(shí)候合理懷疑本人/吾等違反是項(xiàng)保證及承諾，則貴公司可向本人/吾等采取法律行動(dòng)。本人/吾等承諾，若本人/吾等知悉任何人士干犯本段上文所述任何行動(dòng)，則本人/吾等須即時(shí)通知貴公司。

2.5本人/吾等進(jìn)一步承認(rèn)及同意，作為使用電子買(mǎi)賣(mài)服務(wù)發(fā)出指令的先決條件，若有下列情況，本人/吾等需即時(shí)通知貴公司：

a.有關(guān)戶口的指令已經(jīng)由電子買(mǎi)賣(mài)服務(wù)作出，而本人/吾等未收到命令編號(hào)；

b.有關(guān)戶口的指令已經(jīng)由電子買(mǎi)賣(mài)服務(wù)作出，而本人/吾等未收到對(duì)指令或其執(zhí)行的準(zhǔn)確認(rèn)收（不論經(jīng)硬本，電子或口頭）；

c.本人/吾等收到交易指示的認(rèn)收（不論經(jīng)硬本，電子或口頭），但該等交易指示并非本人/吾等作出，或其他類(lèi)似的不一致情況；

d.本人/吾等知悉戶口號(hào)碼或密碼的任何未經(jīng)授權(quán)使用。

2.6本人/吾等了解，貴公司擬備網(wǎng)上買(mǎi)賣(mài)政策，列出網(wǎng)上交易服務(wù)運(yùn)作政策及程序。該政策可經(jīng)由網(wǎng)址取得，在任何時(shí)候均適用。該政策的條款，對(duì)本人/吾等對(duì)使用網(wǎng)上交易服務(wù)具約束力。若本協(xié)議條款與網(wǎng)上買(mǎi)賣(mài)政策不一致，以本協(xié)議條款為準(zhǔn)。

2.7本人/吾等承認(rèn)_________網(wǎng)址若提供報(bào)價(jià)服務(wù)，乃由貴公司不時(shí)指定的第三方提供者提供。本人/吾等承認(rèn)及同意，對(duì)本人/吾等在任何方面因報(bào)價(jià)服務(wù)或因本人/吾等依賴(lài)該服務(wù)而發(fā)生或與之有關(guān)的任何損失，費(fèi)用，支出，損害賠償或申索貴公司概毋須承擔(dān)責(zé)任。

2.8本人/吾等了解，就提供資訊而言，電子買(mǎi)賣(mài)服務(wù)只提供由第三方刊發(fā)的證券資料。因市場(chǎng)波動(dòng)及資料傳送過(guò)程的延誤，該等資料可能并非有關(guān)證券或投資的實(shí)時(shí)市場(chǎng)報(bào)價(jià)。本人/吾等了解，雖然貴公司相信該等資料可靠，但沒(méi)有獨(dú)立基準(zhǔn)可茲證實(shí)（否定）所提供資料的準(zhǔn)確及完整性。本人/吾等了解，不應(yīng)從所提供的任何證券或投資資料而推斷貴公司作出任何推薦或認(rèn)可。

2.9本人/吾等了解，在電子買(mǎi)賣(mài)服務(wù)中提供的資料，以“現(xiàn)狀”及“可提供”基準(zhǔn)提供，貴公司并不保證該等資料的時(shí)候，順序，準(zhǔn)確性，足夠性或完整性。貴公司沒(méi)有就該等資料作出明示或默示保證（包括但不限於可商售性或就某一用途的適合性而作出的保證）。

2.10本人/吾等接受經(jīng)由互聯(lián)網(wǎng)或其他電子方法或設(shè)施接受或取得服務(wù)以及經(jīng)由互聯(lián)網(wǎng)或其他電子設(shè)備或設(shè)施溝通或進(jìn)行交易所帶來(lái)的風(fēng)險(xiǎn)。

3.戶口

3.1本人/吾等承認(rèn)，本人/吾等只可經(jīng)由互聯(lián)網(wǎng)進(jìn)入戶口，本人/吾等承認(rèn)，若本人/吾等在經(jīng)由互聯(lián)網(wǎng)接觸貴公司時(shí)有任何困難，本人/吾等需嘗試使用其他方法與貴公司溝通，并把所遇困難知會(huì)貴公司。

3.2開(kāi)戶口時(shí)，本人/吾等需在戶口申請(qǐng)表上寫(xiě)明本人/吾等就使用該服務(wù)而存入首筆按金的款額。該款額可由本人/吾等親自以支票，銀行本票存入或以電傳存入貴公司的辦事處或銀行戶口。本人/吾等承認(rèn)貴公司收到戶口申請(qǐng)表上所載有效款項(xiàng)後，方會(huì)把進(jìn)入密碼通知本人/吾等。

4.指令——經(jīng)網(wǎng)上交易服務(wù)買(mǎi)賣(mài)

4.1如因故障，通訊設(shè)施傳送失敗，或通訊媒體不可靠或并非貴公司所能控制或預(yù)期的一或多項(xiàng)原因，以致在傳送，收取或執(zhí)行指令上有所延誤貴公司毋須承擔(dān)責(zé)任。

4.2本人/吾等了解，向傳播市場(chǎng)資料的各方提供市場(chǎng)資料的每一參與證券交易所或組織，對(duì)其提供的全部資料申張財(cái)產(chǎn)權(quán)益。本人/吾等亦了解，任何方概不保證市場(chǎng)資料或任何其他市場(chǎng)信息的時(shí)效，序列，準(zhǔn)確或完整性。任何損失或損害，若因下列原因或由其產(chǎn)生，貴公司或任何傳播方概毋須承擔(dān)任何責(zé)任：任何該等資料，資訊或信息不準(zhǔn)確，錯(cuò)誤，延誤或遺漏；或該等資料，資訊或信息傳送或交付時(shí)的任何不準(zhǔn)確，錯(cuò)誤，延誤或遺漏；或任何該等資料，資訊或信息因貴公司或任何傳播方的疏忽行為以致無(wú)法履行或提供；或任何不可抗力事件；或任何其他非貴公司所能控制或任何傳播方所能合理控制的其他原因。本人/吾等只會(huì)把股票報(bào)價(jià)用於自身用途，不會(huì)因任何原因向任何其他人士或?qū)嶓w提供該等資料。

4.3本人/吾等承認(rèn)，因無(wú)法預(yù)料的通訊擠塞及其他原因，互聯(lián)網(wǎng)是存有內(nèi)在不可靠性的通訊媒體，而該不可靠性非貴公司所能控制。本人/吾等承認(rèn)，因該不可靠性，在傳送及接收指令及其他資料時(shí)可能有延誤，以致執(zhí)行指令的延誤及/或執(zhí)行指令的價(jià)格與發(fā)出指令時(shí)的價(jià)格不同。本人/吾等進(jìn)一步承認(rèn)及同意，任何通訊均有誤解或錯(cuò)誤的風(fēng)險(xiǎn)，而該等風(fēng)險(xiǎn)需絕對(duì)由本人/吾等承擔(dān)。本人/吾等承認(rèn)及同意，指令一經(jīng)發(fā)出，通常不可取消。

5.境外指令

若本人/吾等在香港以外地方向貴公司發(fā)出指令，本人/吾等同意確保及聲明，該等指令嚴(yán)格遵守該等指令發(fā)出時(shí)所在相關(guān)司法轄區(qū)的任何適用法律。本人/吾等進(jìn)一步同意，本人/吾等有疑問(wèn)時(shí)會(huì)諮詢(xún)相關(guān)司法轄區(qū)的法律顧問(wèn)。本人/吾等接受在香港以外地區(qū)發(fā)出的指令，可能需向相關(guān)當(dāng)局支付稅費(fèi)，本人/吾等同意支付該等適用稅費(fèi)。本人/吾等同意，按要求彌償貴公司因本人/吾等在香港以外地區(qū)發(fā)出指令而發(fā)生的任何損害，損失，費(fèi)用，法律程序，要求或申索。

6.風(fēng)險(xiǎn)披露聲明

電子交易風(fēng)險(xiǎn)在交易高峰，市場(chǎng)波動(dòng)，系統(tǒng)升級(jí)及維護(hù)或其他時(shí)間，互聯(lián)網(wǎng)或其他電子設(shè)施的進(jìn)入可能會(huì)受到限制甚至無(wú)法進(jìn)入。通過(guò)互聯(lián)網(wǎng)或其他電子設(shè)施進(jìn)行的交易可能會(huì)因不可預(yù)測(cè)的流量堵塞和其他貴公司無(wú)法控制的原因而受到干擾，傳輸中斷，以及傳輸延誤。由於技術(shù)上的制約，互聯(lián)網(wǎng)是一種不完全可靠的通訊媒介。由於這種不可靠性原因，交易指令及其他資訊的傳輸和接收可能會(huì)有延誤，而這會(huì)導(dǎo)致交易指令在執(zhí)行上的延誤，或者交易執(zhí)行的價(jià)格已不同于指令發(fā)出時(shí)的市場(chǎng)價(jià)格。而且，通信和個(gè)人資料可能會(huì)被未經(jīng)授權(quán)的第三方取得，且在通信上會(huì)存在誤解或錯(cuò)誤的風(fēng)險(xiǎn)，而這些風(fēng)險(xiǎn)將完全由本人/吾等承擔(dān)。本人/吾等確認(rèn)并同意，交易指令一旦發(fā)出通常將不可能取消。

簽署確認(rèn)

本人/吾等，為下述簽署人，茲承認(rèn)本人/吾等已閱讀，知悉，及明白本協(xié)議之內(nèi)容并接受其條款及條件。

客戶（簽字）：_________客戶主任（簽字）：_________

_________年____月____日_________年____月____日

見(jiàn)證人（簽字）：_________

_________年____月____日

附件

i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service，in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities，and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:

i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service，in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities，and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:-

1.definition and construction

1.definition and construction

1.1in this agreement，the following terms shall bear the following meanings:

1.1in this agreement，the following terms shall bear the following meanings:

" access codes" means together the password and the user name;

（1）" access codes" means together the password and the user name;

（2）" account" means my internet securities trading account with you operated through the internet trade service;

" account" means my internet securities trading account with you operated through the internet trade service;

"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice，any information contained in _________ web site and the software comprised in them;

（3）"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice，any information contained in _________ web site and the software comprised in them;

（4）"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

（5）"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

（6）"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

"password" means my/our personal password used in conjunction with the user name to gain access to the service;

（7）"password" means my/our personal password used in conjunction with the user name to gain access to the service;

（8）"client’s agreement" means _________ cash client’s agreement or margin client’s agreement;

"client’s agreement" means _________ cash client’s agreement or margin client’s agreement;

"_________" means _________ securities limited;

（9）"_________" means _________ securities limited;

（10）"user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

"user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

1.2words denoting the singular shall include the plural and vice versa， reference to one gender shall include all genders and words denoting person shallinclude a firm or sole proprietorship，partnership，syndicate and corporation and vice versa.

1.2words denoting the singular shall include the plural and vice versa， reference to one gender shall include all genders and words denoting person shallinclude a firm or sole proprietorship，partnership，syndicate and corporation and vice versa.

2.internet trade service

2.internet trade service

2.1i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

2.1i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

2.2i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.

2.2i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.

2.3i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors，officers or employees shall have any liability to me/us，or to any other person whose claim may arise through me/us，for any claims with respect to the handling， mishandling or loss of any instruction.

2.3i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors，officers or employees shall have any liability to me/us，or to any other person whose claim may arise through me/us，for any claims with respect to the handling， mishandling or loss of any instruction.

2.4i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not， and shall not attempt to， tamper with， modify， decompile， reverse engineer or otherwise alter in any way， and shall not attempt to gain unauthorized access to， any part of the internet trade service. i/we acknowledge that you may take legal action against me/us， if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

2.4i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not， and shall not attempt to， tamper with， modify， decompile， reverse engineer or otherwise alter in any way， and shall not attempt to gain unauthorized access to， any part of the internet trade service. i/we acknowledge that you may take legal action against me/us， if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

2.5i/we further acknowledge and agree that， as a condition of using the electronic trading service to give instructions， i/we shall immediately notify you if:

2.5i/we further acknowledge and agree that， as a condition of using the electronic trading service to give instructions， i/we shall immediately notify you if:

（1）an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

a.an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

b.an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy， electronic or verbal means);

（2）an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy， electronic or verbal means);

（3）i/we have received acknowledgement (whether by hard copy， electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

c.i/we have received acknowledgement (whether by hard copy， electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

d.i/we become aware of any unauthorized use of the user name or password.

2.6i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy， the terms of this agreement shall prevail.

（4）i/we become aware of any unauthorized use of the user name or password.

2.6i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy， the terms of this agreement shall prevail.

2.7i/we acknowledge that the price quotation service， if any， for securities， available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses，costs， expenses， damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

2.7i/we acknowledge that the price quotation service， if any， for securities， available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses，costs， expenses， damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

2.8i/we understand that the electronic trading services may provide， for informational purpose only， data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process， the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable， there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

2.8i/we understand that the electronic trading services may provide， for informational purpose only， data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process， the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable， there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

2.9i/we understand that information provided in the electronic trading services is provided on an ’’as is"， ’’as available" basis and you do not guarantee the timeliness， sequence， accuracy，adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

2.9i/we understand that information provided in the electronic trading services is provided on an ’’as is"， ’’as available" basis and you do not guarantee the timeliness， sequence， accuracy，adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

2.10i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

3.the account

2.10i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

3.the account

3.1i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet， i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

3.1i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet， i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

3.2when opening the account， i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque， bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

4.instructions- dealings through the internet trade service

3.2when opening the account， i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque， bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

4.instructions- dealings through the internet trade service

4.1you shall not be responsible for delays in the transmission， receipt or execution of instructions due to either transmission of communication facilities， or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

4.1you shall not be responsible for delays in the transmission， receipt or execution of instructions due to either transmission of communication facilities， or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

4.2i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness， sequence， accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy， error or delay in or omission from any such data， information or message， or the transmission or delivery of the same， non-performance or interruption of any such data， message or information due to any negligent act of you or any disseminating party， or to any force majeure event， or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

4.2i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness， sequence， accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy， error or delay in or omission from any such data， information or message， or the transmission or delivery of the same， non-performance or interruption of any such data， message or information due to any negligent act of you or any disseminating party， or to any force majeure event， or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

4.3i/we acknowledge that the internet is， due to unpredictable traffic congestion and other reasons， an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that， as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

5.instructions outside hong kong

4.3i/we acknowledge that the internet is， due to unpredictable traffic congestion and other reasons， an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that， as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

5.instructions outside hong kong

if i/we give any instruction to you outside hong kong， i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given， and i/we further agree that i/we shall， when in doubt， consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong ， and i/we agree to pay such taxes or charges as possible.

6.risk disclosure statement

if i/we give any instruction to you outside hong kong， i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given， and i/we further agree that i/we shall， when in doubt， consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong ， and i/we agree to pay such taxes or charges as possible.

6.risk disclosure statement

risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand， market volatility， systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption， transmission blackout， and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is， due to technical limitation， an inherently unreliable medium if communication. as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover， communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

acknowledgement

risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand， market volatility， systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption， transmission blackout， and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is， due to technical limitation， an inherently unreliable medium if communication. as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover， communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

acknowledgement

i/we，the undersigned， hereby acknowledge that i/we have read， is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.

date:_________.

i/we，the undersigned， hereby acknowledge that i/we have read， is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.

client(signature):_________account executive(signature):_________

print name of client:_________

date:_________ date:_________

signed by account executive:_________

witness(signature):_________

print name of witness:_________

date:_________